基于知识生产函数的公共科研机构绩效评价模型研究

针对当前科研机构定量绩效评价中过于关注产出或简单将投入与产出加权综合而造成的评价结果片面性等问题，本文将经济学思想引入公共科研机构绩效评价，建立了基于知识生产函数的定量评价模型，以科研机构实际产出与理论上平均产出相比较得到其绩效水平。实证结果表明，该模型不仅较好地实现了同类科研机构间横向与纵向的比较，而且反映了不同科研机构之间投入与产出间的弹性差异，从而为公共科研机构的绩效管理提供更为科学的定量依据。

A Study of Performance Evaluation Model of Public R&D Institutes Based on Knowledge Production Function

Faced with the problem in quantitative evaluation methodology in China,namely research institutes are usually ranked only by R&D outputs or even the sum of the input and output under some weights, the article has imported economic views and established an evaluation model based on the knowledge production function to reflect the outputs, the inputs and input elasticity in theory. Results of the application in CAS show that the model preferably solved the problems of ignoring inputs, unfairness between subjects etc., made it possible to compare institutes of the same kind both in column and in landscape orientation, and provided quantitative gist for the performance evaluation of public R&D institutes.