中国科技竞争力的国际比较及对策

指标权重的确定是应用指标体系法进行比较分析的重要工作。在搜集大量相关数据的基础上，应用层次分析法教育处了各指标的权理，将中国的科技竞争力和五个发达国家及四个发展中国家进行了比较，提出了提高中国科技竞争力的几点建议。     

On sharks, trolls, and their patent prey—Unrealistic damage awards and firms’ strategies of “being infringed”

Patent trolls (or sharks) are patent holding individuals or (often small) firms who trap R&D intensive manufacturers in patent infringement situations in order to receive damage awards for the illegitimate use of their technology. While of great concern to management, their existence and impact for both corporate decision makers and policy makers remains to be fully analyzed from an academic standpoint. In this paper we show why patent sharks can operate profitably, why they are of growing concern, how manufacturers can forearm themselves against them, and which issues policy makers need to address. To do so, we map international indemnification rules with strategic rationales of small patent-holding firms and large manufacturers within a theoretical model. Our central finding is that the courts’ unrealistic consideration of the trade-offs faced by inadvertent infringers is a central condition for sharks to operate profitably.     

International scientist mobility and the locus of knowledge and technology transfer

Despite the growing interest of scholars and policymakers to better understand the determinants for researchers in public science to transfer knowledge and technology to firms, little is known how temporary international mobility of scientists affects both their propensity to engage in knowledge and technology transfer (KTT) as well as the locus of such transfer. Based on a sample of more than 950 German academics from science and engineering faculties, we investigate how the duration and the frequency of scientists’ visits at research institutions outside their home country affect KTT activities. We find that most mobile scientists engage in KTT to firms both in the host and in their home country, suggesting that KTT activities to firms abroad do not substitute or crowd out, but complement KTT to firms in the home country. We further find that the longer research visits abroad are, the higher the likelihood that scientists engage in KTT to firms, again both in the host and the home country. However, the more frequently scientists visit institutions abroad, the more likely they are to engage in KTT to firms only in their home country. Our results therefore provide evidence for the benefits of “brain circulation”. The article contributes to the growing strand of the literature on scientist mobility and on the determinants of industry-science linkages at the individual level.     

Scientific foundation, organization structure, and performance of biotechnology and pharmaceutical firms

Technologists seek to advance practical applications of science while scientists seek to advance knowledge which may or may not have a practical application. Firms with a stronger basic science focus, e.g. biology and chemistry, seek to advance their scientific knowledge foundation in addition to developing and selling innovative products. Firms with a more highly applied science foundation (medicine, engineering, etc.) prioritize the development and sale of innovative products. Combining an Absorptive Capacity (AC) approach with Transaction Cost Economics (TCE) this study explores and explains how firms gain knowledge and perform given their scientific focus.Findings indicate that firms with a stronger basic science orientation are less profitable than firms with a stronger applied science orientation. Applied science firms had more acquisitions and cooperative organizations but both types of firms were more likely to acquire other firms in their quest to build knowledge stores rather than partner. Partnerships with universities were more prevalent among basic science firms than with applied science firms.     

Unconventional competition – drawing lessons from the military

We explore aspects of unconventional competition between firms. In particular, we address two critical questions. The first is: what happens when firms decide to compete outside the rules and frameworks of conventional competition? In other words, how should firms react to competitors who employ unconventional means of competition that differ from recognised Western ethical and legal norms? Secondly, we examine whether current warfare models provide guidance to firms facing such unconventional competition. To address these two questions, we seek to draw lessons from decision‐making approaches adopted by the military. We come to the conclusion that businesses can learn a great deal from how the military deals with unconventional competition.     

企业间关系行为对创新柔性的影响研究

基于资源依赖理论和权变理论,本文构建了开发型关系和利用型关系对创新柔性影响的理论模型;并将环境竞争性和环境动态性作为调节变量,来探索外部环境如何影响关系类型对创新柔性的影响作用。通过对194家企业的实证研究,研究结果表明利用型关系和开发型关系均有利于提升企业创新柔性;并进一步发现环境动态性正向调节开发型关系对创新柔性的影响,而环境竞争性负向调节开发型关系对创新柔性的影响,正向调节利用型关系对创新柔性的影响。说明环境竞争性强,减弱企业通过开发型关系来提升创新柔性,企业更多地采用利用型关系提升创新柔性;环境动态性强,增强企业通过开发型关系来提升创新柔性。     

战略知识整合模式与竞争优势:高技术创业企业多案例研究

如何战略性地整合专业化知识是高技术创业企业在市场竞争中取胜的关键,尽管一些学者在研究中提到“战略知识整合”,然而对其具体模式及影响尚缺乏深入的探讨。本文以中国4家高技术创业企业为研究对象,采取探索性多案例研究的方法挖掘战略知识整合的模式类型及其与高技术创业企业竞争优势的关系。案例分析结果表明：战略知识整合模式包含计划式知识整合和应急式知识整合,上述两种战略知识整合模式及其交互作用对高技术创业企业竞争优势具有积极影响。本研究有助于从战略形成的视角打开“战略知识整合”的黑箱,丰富和拓展战略知识管理视角和知识基础理论。此外,本文为转型经济情境下高技术创业企业如何获取知识的战略价值以获取竞争优势提供理论指导。     

Knowledge creation in strategic alliances based on an evolutionary perspective: a mathematical representation

From the resource-based view, strategic alliances can be defined by a long-term cooperative arrangement between two or more independent firms that exchange and share resources to gain market power and competitive advantage. Since knowledge has become the critical element for firms to achieve competitive advantage, one goal of strategic alliances can be realized by acquiring knowledge through partners. In this paper, the process of knowledge creation in strategic alliances is explained and clarified based on an evolutionary perspective. In addition, a mathematical representation is used to show how knowledge is created in strategic alliances, why firms are willing to create and share knowledge by entering into alliances, and what conditions are required to achieve successful knowledge creation under such arrangements.     

Developing science, technology and innovation indicators: What we can learn from the past

The science-technology-innovation system is one that is continuously and rapidly evolving. The dramatic growth over the last 20 years in the use of science, technology and innovation (STI) indicators appears first and foremost to be the result of a combination of, on the one hand, the ease of computerized access to an increasing number of measures of STI and, on the other hand, the interest in a growing number of public policy and private business circles in such indicators. Such growing interest might be expected in societies that increasingly use organised science and technology to achieve a wide variety of social and economic objectives and in which business competition is increasingly based on innovation. On the basis of 40 years of indicators work, we argue that frontiers and characteristics of STI indicators that were important last century may no longer be so relevant today and indeed may even be positively misleading.     

知识流动视角下的企业创新网络研究

本文在概述前人研究的基础上,从知识流动这一崭新的视角,提出了由主体、资源、活动三要素组成的企业创新网络理论构架。文章分析了核心企业、其他企业、大学和科研机构这些主体在知识流动中的角色定位。并揭示了企业如何利用知识资源和辅助资源两类资源进行交互活动实现技术创新的过程。最后指出这一理论构架对中国企业开展技术创新、培育核心竞争力的重要启示意义。     

A review of literature and hypotheses on new technology-based firms

This paper examines the existing literature on new technology-based firms in an attempt to understand how such companies contribute to the vitality of an economy and to see which variables are critical in enabling them to do so. From recent research efforts, we have drawn together a set of hypotheses and organized them around four central questions: (1) What do new firms contribute to the economy? (2) What factors contribute to the success of such enterprises? (3) In what cultural contexts do new businesses succeed? and (4) Which government policies are effective in stimulating and supporting new companies? We found that existing studies suggest (1) that new technology-based firms contribute significantly to an economy in terms of exports, employment, taxes paid, research and development, and innovations; (2) that the founders of these new businesses tend to have a strong entrepreneurial heritage, a development- rather research-oriented background, and a high need to achieve and are young and highly educated; (3) that sector differences may be a more important influence on company location than are regional policies; and (4) that no one government program has proven itself to be more than marginally successful in stimulating industrial innovation.     

New wine in old bottles: Technological diffusion in developed economies

As new and old technologies generally co-exist in the complex production methods that characterise major sectors of modern developed economies, it is important for policy makers to analyse them together in order to take full advantage of complementarities and optimise outcomes for entire economies rather than for individual industries. In this article, we look at the interrelationships between technologies of different vintages from three perspectives. Firstly, we develop a short theoretical model to demonstrate the reciprocal connections between industries that are generally described as being ‘high technology’ with the other sectors that rely more heavily on ‘non-high tech’ methods. Through the use of input-output and patent data, we then show that long-established industries that are not generally thought of as being high tech often employ cutting-edge knowledge in their own research and development and, by extension, in their other activities. Finally, we use sectoral case studies to show how so-called high tech knowledge is used in specific long-established industries. Our conclusion is that relationships between high tech and non-high tech sectors are highly symbiotic and that the health of high tech firms and industries depends heavily on their ability to sell their outputs to other sectors in developed economies.     

Innovation and firm performance in developing countries: The case of Pakistani textile and apparel manufacturers

Using unique innovation survey data collected from a homogenous sample of firms in Pakistan, this paper presents an analysis of the firm level determinants of product innovation and its impact on firm performance. We employ a multi-stage structural model linking the decision of a firm to innovate, its innovation investment, product innovation, and firm performance using primary data from the textile and wearing apparel sector, which is the largest export sector of Pakistan. We find that product innovation leads to increased labor productivity as well as higher labor productivity growth. A 10 percent increase in innovative sales per worker is associated with a greater than 10 percent increase in labor productivity and labor productivity growth. On the determinants of innovation, we find that vertical knowledge flows from foreign clients and suppliers are important determinants of a firm's decision to innovate. Larger firms are more likely to engage in innovation, however, there is no significant evidence that they invest more in innovation. Exporting is positively associated with innovation performance and firms exporting to Europe and America are more likely to engage in innovation. There is mixed evidence on the impact of competition: foreign competition adversely affects a firm’s decision to innovate, whereas, local competition increases investment in innovation. Subsidies seem to have a crowding out effect since firms receiving national subsides invest less in innovation. Furthermore, firms that have higher investment in innovation, that are more productive, and that introduce organizational innovations have higher innovative sales per worker.     

Impacts of internal R&D on firms’ performance and energy consumption: Evidence from Ethiopian firms

In recent decades, with the rapid development of the knowledge economy and science, countries have embraced technical innovation and have gradually increased investment in research and development (R&D). A vast literature indicates that the relationship between R&D and firm performance is highly complex. The evidence suggests that R&D positively influences firm performance, yet findings on the process by which this happens are mixed. Rigorous analyses are required on how R&D investments affect energy consumption. This study explores the impact of R&D investment on the performance and energy consumption of 476 firms in Ethiopia by employing a combination of fixed-effect, propensity score matching, and endogenous treatment effect estimation methods. The empirical results reveal that investment in R&D positively influences both innovation and long-term financial performance but negatively impacts short-term financial performance and energy consumption. The results also show that the impacts of R&D activities vary significantly across different categories of firms, confirming that heterogeneity may be an issue among the firms considered. The results also indicate that the availability of credit is a more important moderating factor in the relationship between R&D investment and firm performance than the legal system is. These results have important implications for firms with growing R&D operations, especially those in developing countries such as Ethiopia. Ethiopian firms should invest more in R&D activities, such as in fundamental and applied research, to improve performance and enhance competitiveness.     

The impact of public funding on science valorisation: an analysis of the ERC Proof-of-Concept Programme

Governments and public agencies are increasingly keen to support the translation of scientific discoveries into commercial and societal applications through science valorisation funding, as a way to enhance progress and inclusive growth. In this paper, we use grant-level data from the European Research Council Proof-of-Concept (PoC) programme, in order to assess the impact of public funding on a broad set of science valorisation outcomes, including licensing, spinoff formation, R&D collaborations, consulting and access to follow-on funding. We employ an instrumental variable approach to compare the valorisation outcomes of projects that obtained an ERC PoC grant to a group of projects that applied to the PoC scheme but were not funded. We find that the programme was effective in fostering the early valorisation of scientific discoveries by all measures of success that we employed. Overall, thus, our findings speak in favour of this type of policy instrument as a catalyst to accelerate the transition of scientific breakthroughs towards practical applications.     

大学对知识型产业集群的嵌入性和知识转移的影响

在前人对产业集群中知识转移研究的基础上,建立了大学对知识转移的间接影响模型,运用环同济建筑设计产业集群的调研数据进行实证研究.研究表明,当产业集群和集群中的企业越来越成熟后,大学对产业集群的关系嵌入性有巨大的影响,并且,集群嵌入性的增强会促进产业集群中的知识转移.     

企业本地与非本地研发合作的平衡互补效应研究

从创新地理视角出发,本文提出本地和非本地研发合作平衡互补与企业创新产出的关系及企业规模的调节作用,运用负二项回归模型对电动汽车上市企业面板数据进行实证检验。研究发现：企业本地与非本地合作互补对创新产出具有正向显著影响,而本地与非本地合作平衡则不利于企业创新产出;企业本地与非本地合作平衡和合作互补可以产生协同影响,对企业创新产出具有正向作用。同时,企业规模对本地与非本地合作互补程度与创新产出的关系有负向调节作用,但对合作平衡程度与创新产出关系的调节作用不显著。     

Informal information control in complex technological purchase situations

In this paper, we examine how individuals vary in their ability to control informal information during the purchasing process for an expensive complex technological product in the information technology area. As part of this research process, we use sociometric data from 41 firms to test a structural model of the effects that network heterogeneity and three organizational structure variables have on this type of information control. As hypothesized, increased network heterogeneity reduces an individual's ability to control informal information. Moreover, the structural variables of decentralization, formalization, and spatial differentiation are shown to affect informal information control in the predicted manner. Importantly, we also show that formalization and spatial differentiation affect network heterogeneity. Decentralization, however, was not found to be related to network heterogeneity.     

新能源汽车产业政府补助与市场融资的创新激励效应

本文选取2015-2018年新能源汽车产业110家上市公司面板数据,探索政府补助与市场融资及其协同配合对企业研发创新影响的差异性。结果显示,新能源汽车产业政府补助对企业研发创新具有显著激励效应,市场融资并未显著促进企业研发创新,政府补助与市场融资协同配合能有效促进新能源汽车产业研发创新。通过进一步研究发现,处于不同新能源汽车产业链阶段的企业,政府补助对中上游企业研发创新的激励效应更大,而市场融资对下游企业研发创新的激励效应更大,政府补助与市场融资协同配合对中上游企业研发创新的激励效应更大。同时,相对于国有企业,新能源汽车产业政府补助与市场融资及其两者协同配合对非国有企业研发创新的激励效应更大。本文在一定程度上丰富了创新激励与政府干预理论,并为政府扶持新能源汽车产业精准设计创新政策提供理论指导。     

Neither at the cutting edge nor in a patent-friendly environment: Appropriating the returns from innovation in a less developed economy

Despite increased focus on understanding how firms appropriate the returns from innovation, our knowledge regarding firms' behaviour in less developed economies (LDEs) is still scant. This paper provides a nuanced view as to how firms that are not at the technological frontier attempt to capture value when they encounter fragile patenting conditions. I analyse a unique dataset on innovative activities in Brazil. My findings reveal the effects (if any) of a number of factors on the use of a wide range of appropriability mechanisms. These factors include measures of knowledge intensity, novelty of products and processes, firm size, degree of competition, innovation cooperation, government support for innovation, and type of ownership. In addition, my empirical exercise provides evidence of the extent to which firms in an LDE adopt different appropriability mechanisms in pairs. Overall, this paper indicates that even in the absence of an effective patent system, firms do use patents. However, there are other patterns of appropriability in which firms use design (being registered or not registered accordingly), lead-time or trademarks in association with other means of appropriation.